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Regulatory Disclosures

Statutory Disclosures

Mandatory disclosures pursuant to Regulation 19 of the SEBI (Research Analysts) Regulations, 2014.

DISCLOSURES UNDER SEBI (RESEARCH ANALYSTS) REGULATIONS, 2014

Entity Name: Smart Option Niti

Registration Status: SEBI Registered Research Analyst

Location: Navi Mumbai, India

1. Conflict of Interest & Financial Holdings Disclosures

Pursuant to SEBI Regulations, Smart Option Niti hereby makes the following disclosures:

  1. The Research Analyst or its associates do not have any financial interest in the subject company exceeding regulatory thresholds.
  2. The Research Analyst or its associates do not have actual/beneficial ownership of one percent or more securities of the subject company at the end of the month immediately preceding the date of publication of the research report.
  3. The Research Analyst or its associates have no material conflict of interest at the time of publication of the research report.
  4. The Research Analyst has not received any compensation from the subject company in the past twelve months.
  5. The Research Analyst has not managed or co-managed any public offering of securities for the subject company in the past twelve months.
  6. The Research Analyst has not received any compensation for investment banking or merchant banking or brokerage services from the subject company in the past twelve months.
  7. The Research Analyst has not received any compensation for products or services other than investment banking, merchant banking, or brokerage services from the subject company in the past twelve months.
  8. The Research Analyst has not received any compensation or other benefits from the subject company or third party in connection with the research report.
  9. The Research Analyst has not served as an officer, director, or employee of the subject company.
  10. The Research Analyst has not been engaged in market making activity for the subject company.

2. Derivative & Options Advisory Disclaimer

Options trading involves high financial leverage and substantial risk of capital loss. The recommendations provided by Smart Option Niti are based on mathematical models, option chain open interest analysis, and volatility evaluations. Past performance is neither an indicator nor a guarantee of future outcomes.

3. General Disclaimer

Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.